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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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Similar To

REC 3.3 Waivers

COLL 12.2 UK UCITS management companies

SUP 8.1 Application and purpose

SUP 15.2 Purpose

DISP App 3.7 Approach to redress

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 2.7 Access to facilities

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

SUP 6.2 Introduction

COBS 2.3 Inducements

APER 2.1A The Statements of Principle

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading