Search Result

381 - 400 of 1121 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver