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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund