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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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