Search Result

341 - 360 of 1364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets