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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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Similar To

REC 6A.2 Removal of passport rights from EEA market operator

COBS 11.6 Use of dealing commission

SUP 2.4 'Mystery shopping'

LR 13.5 Financial information in Class 1 Circulars

LR 5.4 Restoring listing

PERG 9.3 The definition

GEN 6.1 Payment of financial penalties

GEN 1.3 Emergency

SUP 15.2 Purpose

COLL 9.3 Section 272 recognised schemes

TC App 6.1 Accredited bodies

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 8.1 Introduction

SUP 12.9 Record keeping

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 4.2 Pre-sale notifications

PERG 8.4 Invitation or inducement

COBS 20.1 Application

LR 5.5 Miscellaneous

REC 3.16 Information technology systems