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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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