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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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