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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements