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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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COND 1.3 General

As Published: 2013

COND 1.3 General

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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