Search Result

161 - 180 of 1245 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities