Search Result

161 - 180 of 1342 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition