Search Result

101 - 120 of 1200 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 1.1 Application

As Published: 2005

REC 1.1 Application

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings