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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

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COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

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COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

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COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

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COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

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COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

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COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

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COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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