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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

IFPRU 5.1 Application and purpose

As Published: 2014

IFPRU 5.1 Application and purpose

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing

SUP 8A.5 Revoking or varying directions and determinations

As Published: 2014

SUP 8A.5 Revoking or varying directions and determinations

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF