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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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