Search Result

681 - 700 of 1240 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

CONC 8.7 Charging for debt counselling, debt advice and related services

As Published: 2014

CONC 8.7 Charging for debt counselling, debt advice and related services

LR 8.1 Application

As Published: 2005

LR 8.1 Application

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

CONC 2.2 General principles for credit-related regulated activities

As Published: 2014

CONC 2.2 General principles for credit-related regulated activities

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes