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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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