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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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