Search Result

621 - 640 of 1026 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

…

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

…

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

…

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

…

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

…