Search Result

621 - 640 of 1200 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

GEN 1.2 Referring to approval by the appropriate regulator

As Published: 2005

GEN 1.2 Referring to approval by the appropriate regulator

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

APER 2.1A The Statements of Principle

As Published: 2013

APER 2.1A The Statements of Principle

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation