Search Result

581 - 600 of 1274 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting