Search Result

561 - 580 of 1188 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DISP 3.1 Purpose, interpretation and application

As Published: 2003

DISP 3.1 Purpose, interpretation and application

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval