Search Result

541 - 560 of 1099 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

SYSC 4.3A CRR firms

As Published: 2014

SYSC 4.3A CRR firms

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

CONC 7.13 Data accuracy and outsourced activities

As Published: 2014

CONC 7.13 Data accuracy and outsourced activities

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report