Search Result

321 - 340 of 1252 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications