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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SUP 5.3 Policy on the use of skilled persons

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

CASS 11.2 Firm classification

REC 3.24 Transfers of ownership

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PR 5.5 Persons responsible for a prospectus

SUP 1A.1 Application and purpose

BIPRU 12.3 Liquidity risk management

SUP 5.6 Confidential information and privilege

SUP App 2.15 Run-off plans for closed with-profits funds

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 9.10 Significance of being an open-ended investment company

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

FIT 2.1 Honesty, integrity and reputation

COLL 6.7 Payments

SUP 9.1 Application and purpose

SYSC 9.1 General rules on record-keeping