Search Result

121 - 140 of 984 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

IFPRU 2.1 Application and purpose

As Published: 2014

IFPRU 2.1 Application and purpose

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities