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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus