Search Result

221 - 240 of 1268 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 17.1 Application

As Published: 2005

LR 17.1 Application

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary