Search Result

121 - 140 of 1055 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act