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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach