Search Result

141 - 160 of 239 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

LR 18.1 Application

As Published: 2005

LR 18.1 Application

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs