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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles