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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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