Search Result

61 - 80 of 1125 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing