Search Result

361 - 380 of 1334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions