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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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