Search Result

941 - 960 of 1321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

PERG 17.4 Advice must relate to a particular debt and debtor

As Published: 2014

PERG 17.4 Advice must relate to a particular debt and debtor

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit