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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 1.1

As Published: 2005

PR App 1.1

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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CONC 3.2 Financial promotion general guidance

As Published: 2014

CONC 3.2 Financial promotion general guidance

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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