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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2014

CASS 11.3 Responsibility for CASS operational oversight

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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