Search Result

181 - 200 of 1047 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification