Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

…

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

…

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

…

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 7.1 Application and purpose

REC 3.24 Transfers of ownership

PERG 17.1 Introduction

SUP 4.2 Purpose

SUP 11.8 Changes in the circumstances of existing controllers

CONC 4.1 Content of quotations

SUP 10A.12 Procedures relating to FCA-approved persons

LR 12.4 Purchase of own equity shares

DEPP 1.1 Application and Purpose

COLL 4.7 Key investor information and marketing communications

REC 1.1 Application

COLL 7.5 Schemes or sub-funds that are not commercially viable

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

SUP 3.2 Purpose

MAR 4.1 Application and Purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading