Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

CONC 4.3 Adequate explanations: P2P agreements

As Published: 2014

CONC 4.3 Adequate explanations: P2P agreements

…

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

…

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

…

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

…

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

…

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 18.2 Energy market activity and oil market activity

IFPRU 4.6 Internal ratings based approach: probability of default

BIPRU 7.8 Securities underwriting

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 1A.2 Introduction

CASS 3.1 Application and Purpose

PR 4.1 Use of languages

COLL 1.1 Applications and purpose

IFPRU 4.3 Guidance on internal ratings based approach: high level material

COBS 10.6 When a firm need not assess appropriateness

DISP 4.2 Standard terms

COBS 1.1 The general application rule

LR 4.3 Approval and publication of listing particulars

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading