Search Result

461 - 480 of 1034 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2013

SUP 10A.14 Changes to an FCA-approved person's details

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance