Search Result

421 - 440 of 1299 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications