Search Result

341 - 360 of 1211 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations