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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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