Search Result

121 - 140 of 287 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

LR 15.1 Application

As Published: 2005

LR 15.1 Application

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application