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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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