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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule